Corporate Compliance & Ethics Forum

Talent Acquisition & Management Forum
September 21, 2019
Healthcare General Counsel Forum
October 4, 2019

September 21–23, 2020 | Four Seasons Hotel | Westlake Village, CA

Join like-minded Chief Compliance Officers for inspiration and insight, networking and learning, and proven strategies to improve your business practices.

Faculty Members Include

  • CASSANDRA ABOSI (HSBC), Chief Ethics Officer
  • ROBB ADKINS (Winston & Strawn LLP), Partner
  • CATHERINE BANKS (Refinitiv), Risk Proposition Sales Specialist
  • ALEXANDRA BODNAR (Volt), Vice President, Deputy General Counsel
  • ROBERT BOWEN (Cubic Corporation), Senior Director, Global Trade Compliance and Corporate Counsel
  • JONATHAN CAMPBELL (Kroll, a division of Duff & Phelps), CRD Global Business Development
  • ANTHONY CASTRILLI (Amgen Inc.), Compliance Director, Worldwide Compliance & Business Ethics
  • STEPHANIE CHIN (Poly), Chief Compliance Counsel
  • ALLEN CHIU (Genesys), Senior Vice President, Chief Compliance Officer and Associate General Counsel, Litigation
  • MICHAEL CLARKE (ConvaTec), Vice President, Global Chief Compliance Officer
  • GARY COLLINS (BNP Paribas), Co-Deputy Chief Compliance Officer for the Americas & CUSO-IHC
  • PAM DAVIS (Winston & Strawn LLP), Partner
  • JENNIFER FARTHING (LRN), Global Education & Content Leader
  • MARIANNE FOGARTY (Twitter), Vice President, Chief Compliance Officer
  • ELSPETH HAGAN (McCain Foods Limited), General Counsel, Global Compliance
  • CHERYL HOUSE (Adobe Inc.), Chief Compliance Officer
  • ELLEN HUNT (AARP), Senior Vice President, Audit, Ethics & Compliance Officer
  • JOE JACUMIN (TopBuild Corp.), Deputy General Counsel, Chief Compliance Officer, and Assistant Secretary
  • CARINE JEAN-CLAUDE (Arrow Electronics, Inc.), Vice President, Legal Affairs and Chief Compliance Officer
  • DAVID KARAS (Hitachi Vantara), Chief Compliance Officer
  • PHIL KNIGHT (Convercent), Product Manager
  • SU KWAK (Oracle), Regional Compliance & Ethics Officer, North America
  • STEVEN LAMBERT (Nike), Director, Ethics & Compliance
  • SCOTT LANE (The Red Flag Group), Chief Executive Officer and Chairman
  • PETER LOFTSPRING (Black & Veatch), Senior Vice President, Assistant General Counsel, and Chief Compliance Manager
  • DANIELLE MANN (Ovid Therapeutics Inc.), Director of Legal & Compliance
  • KATHLEEN MARCUS (Stradling Yocca Carlson & Rauth), Chair, Compliance & Corporate Governance Practice Group; Co-Chair, Enforcement Defense & Investigations
  • TABITHA MEIER (Barnes & Thornburg, LLP), Partner
  • ERIC MOSS (Bank of Montreal), Senior Vice President, Deputy General Counsel, and Chief Compliance Officer
  • KORTNEY NORDRUM (Deluxe Corporation), Regulatory Counsel and Chief Compliance Officer
  • DEBORAH PENZA (Hikma), Group Chief Compliance Officer
  • HOLLY SAIS PHILLIPPI (Refinitiv), Director of Market Development
  • KYMBERLY REEVES (Nexteer Automotive), Assistant General Counsel, Labor and Employment & Compliance
  • CHRIS ROHN (PwC), Principal
  • CHRIS RUHL (PwC), Principal
  • JENNY CHUNG SAVIDGE (IHS Markit), Senior Vice President, Chief Compliance, Privacy & Risk Officer
  • SCOTT SCHOOLS (Uber Technologies Inc.), Chief Compliance & Ethics Officer
  • TOM SCHUMACHER (Medtronic), Vice President, Chief Ethics & Compliance Officer
  • JAMIE SHUALI (NAVEX Global), Senior Account Executive
  • CHARMIAN SIMMONS (Refinitiv), Performance and Strategy Director
  • ALLAN TANANBAUM (Trane Technologies), Vice President, Compliance and Deputy General Counsel
  • AMYN THAWER (LinkedIn), Vice President of Global Compliance & Integrity
  • Q VANBENSCHOTEN (Intertek), Vice President, Compliance Officer & Risk, Americas
  • MONICA WELT (Big Lots Stores, Inc.), Vice President, Compliance
  • GARRETT WILLIAMS (CNA), Senior Vice President and Chief Compliance Officer

Advisory Board

  • TYSON AVERY (Starbucks), Senior Vice President, Deputy General Counsel, and Chief Ethics & Compliance Officer
  • SONNY CAVE (ON Semiconductor), EVP, GC, Chief Compliance & Ethics Officer, Chief Risk Officer, and Corporate Secretary
  • CARRIE DI SANTO (CME Group), Managing Director, Global Chief Compliance Officer
  • JEAN-PAUL DURAND (Tech Data Corporation), Corporate Vice President, Chief Ethics & Compliance Officer
  • PETER LOFTSPRING (Black & Veatch Corporation), Assistant General Counsel and Senior Vice President
  • JOANNE RAPUANO (Embraer Executive Aircraft, Inc.), Chief Compliance Officer, North America
  • MARK SMOLIK (DHL), Vice President and General Counsel
  • EDWARD TSO (First American Financial Corporation), Senior Vice President and Chief Compliance Officer
  • MICHAEL WARD (Juniper Networks), Vice President and Chief Compliance Officer

Want To Know More?

Complete the form below to be contacted regarding participation and to request the event agenda.

Topics For Discussion

  • Perspectives On Crisis Planning & Incident Response
  • Conducting Investigations In The #MeToo Era
  • Compliance Risk Assessments: Getting It Right
  • Measuring Compliance Program Effectiveness
  • Compliance Crisis Planning & Incident Response

Venue: Four Seasons Hotel

2 Dole Drive, Westlake Village, CA 91362

Located off Highway 101, this upscale hotel is also 1.1 miles from Westlake Golf Course and 12 miles from the Ronald Reagan Presidential Library.


General Sessions

Address top-of-mind issues in a conversational exchange among industry thought leaders, enabling participants to share lessons, expertise, leadership skills, and practical tools.


Engage in advanced dialogue in an informal boardroom-style setting on specific topics that are particularly suited to smaller group discussions.

Networking Meals

Participate in all meals and networking functions hosted on-site by Consero. These intimate gatherings provide countless opportunities to develop lasting business relationships.

Customized Itineraries

Meet with the most innovative service providers in the industry, one-on-one, based on your individual and departmental priorities. Our reputable partners are referred and vetted by your peers.

Best-In-Class Solution Provider?

Learn more about our partnership opportunities.


Attendees Rave About Consero

  • Pam Saucier | Chapters Health System
    “Very thought provoking. Love the format – will struggle with the traditional conference format from now on.”
    Pam Saucier | Chapters Health System
  • Al Cave | Northern Trust
    “An excellent opportunity to think, learn and engage about/with people and concepts within and outside of my industry!”
    Al Cave | Northern Trust
  • John Price | CEVA Logistics
    “Well run, good dynamic. The forum allows professionals with similar interests and issues to share their experiences and expertise in a relaxed format.”
    John Price | CEVA Logistics
  • Scott Nardi | Everbank
    “Lived up to its billing – this is one of the best conference experiences I’ve had.”
    Scott Nardi | Everbank
  • Shane Krugler | Ohio National Financial Services
    “Fantastic. Loved the Saturday roundtable. A lot of value in the smaller environment. Allows for more candid discussions.”
    Shane Krugler | Ohio National Financial Services
  • “This is the first opportunity to be with a group of professionals all at the same/similar professional level as myself. Extraordinarily valuable.”
  • Risty Smith | Greystone Healthcare Management
    “Excellent opportunity to learn and share with peers.”
    Risty Smith | Greystone Healthcare Management
  • Peter L. | Black and Veatch
    “Very well organized and run with interesting, well-presented topics.”
    Peter L. | Black and Veatch