Corporate Compliance & Ethics Forum

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Corporate Compliance & Ethics Forum

March 3–5, 2019 | Island Hotel Newport Beach | Newport Beach, CA

Join like-minded Chief Compliance Officers for inspiration and insight, networking and learning, and proven strategies to improve your business practices.


Faculty Members Include

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  • STUART ALTMAN (Las Vegas Sands Corp.), Senior Vice President and Global Chief Compliance Officer
  • JOSEPH AZAM (Infor), Senior Vice President and Global Chief Compliance & Ethics Officer
  • THOMAS BISHOP (Southern Company), Senior Vice President, Chief Compliance Officer, and Deputy General Counsel
  • BROOKE BLAKE (FARO Technologies), Senior Director, Internal Audit and Chief Compliance Officer
  • ALEXANDRA BODNAR (Volt), Vice President, Deputy General Counsel
  • GRANT BURNS (America Fujikura Ltd.), Vice President and General Counsel
  • JUDY CARTER (BNSF Railway Company), Vice President, Compliance & Audit
  • DMITRY CHAUSOVSKY (Global Eagle), Head of Compliance and Privacy
  • GARRETT CORNELISON (Quanta Services, Inc.), Chief Compliance Officer
  • BRENT CRIDER (Sigue Corporation), Chief Compliance Officer
  • DIANA DAY (San Diego Gas & Electric Co. and Southern California Gas Co.), Vice President, Enterprise Risk Management & Compliance and Acting General Counsel
  • JAMES DOWNING (AON), Global Chief Compliance Officer Retirement & Investment
  • MARSHA ERSHAGHI (LRN), Knowledge Leader for Education Solutions
  • TIMOTHY FRASER (Toshiba America, Inc.), Vice President, General Counsel, and Secretary
  • DAN FREED (Agilent Technologies), Vice President, Deputy General Counsel, and Chief Compliance Officer
  • MATT GALVIN (Anheuser-Busch InBev), Global Vice President, Ethics & Compliance
  • KATE GARFINKEL (Alcoa), Vice President and Chief Ethics & Compliance Counsel
  • CONSTANCE GEOGHAN (Alliance Laundry Systems LLC), Deputy General Counsel & Chief Compliance Officer
  • ANDY HOLLEMAN (Newmont Mining), Chief Compliance Officer
  • DAVID KASS (Verizon), Chief Compliance Officer
  • JEFFREY KILLEEN (Bumble Bee Foods), Vice President and Chief Compliance Officer
  • JOHN KRENITSKY (Freddie Mac), Chief Compliance Officer
  • JEE KYMM (Citibank), Chief Compliance Officer
  • SCOTT LANE (The Red Flag Group), Chief Executive Officer and Chairman
  • MELISSA MARSHALL (Westinghouse), Chief Compliance & Risk Officer
  • ANN MCCAGUE (Piper Jaffray), Managing Director
  • JEFF MOSS (Micron Technology, Inc.), Vice President, Compliance & Sustainability
  • CELIE NIEHAUS (BBVA Compass), Chief Compliance Officer
  • JUSTIN NIKBAKHSH (Weyerhaeuser), Vice President, Enterprise Risk Management and Chief Compliance Officer
  • JUSTIN OLSON (McDermott International, Inc.), Chief Compliance Officer
  • NEYHA RAJAN (Tailored Brands), Vice President, Associate General Counsel, Compliance & Privacy Law
  • CATHERINE RAZZANO (Panasonic Avionics Corporation), Vice President and Chief Compliance Officer
  • JOHN ROBBINS (Intercontinental Exchange), Senior Director, Chief Compliance Officer
  • DAWN ROCK (Encompass Health), Chief Compliance Officer
  • EMILY ROSENBERG (Diamond Offshore), Senior Corporate Counsel, Compliance
  • FELECIA ROTELLINI (DriveTime), Director of Regulatory Compliance
  • CHARLES SCHWAGER (Waste Management), Chief Compliance Officer
  • LEWIS SEGALL (Google), Senior Counsel, Global Ethics & Compliance
  • KURT STITCHER (DJO Global), Vice President, Global Compliance
  • PHIL STRAUSS (Rakuten USA, Inc.), Vice President and Chief Compliance Officer, Americas
  • DUANE STUMPF (Alcon Laboratories, Inc.), Global Head of Integrity & Compliance
  • VAUGHN SWARTZ (Rabobank), Chief Compliance Officer, Managing Director
  • GEORGE TOTEV (Atlassian), Head of Risk & Compliance
  • JASON WEINTRAUB (BSH Home Appliances Corporation - North America), Vice President, General Counsel and Secretary

Advisory Board

  • TYSON AVERY (CBRE, Inc.), Senior Vice President, Chief Ethics & Compliance Officer
  • SONNY CAVE (ON Semiconductor), EVP, GC, Chief Compliance & Ethics Officer, Chief Risk Officer and Corporate Secretary
  • CARRIE DI SANTO (CME Group), Managing Director, Global Chief Compliance Officer
  • JEAN-PAUL (Tech Data Corporation), Durand Corporate Vice President, Chief Ethics & Compliance Officer
  • PETER LOFTSPRING (Black & Veatch Corporation), Assistant General Counsel and Senior Vice President
  • JAY MARTIN (Baker Hughes, a GE Company), Associate General Counsel, Chief Compliance Officer
  • MARK SMOLIK (DHL), Vice President and General Counsel
  • EDWARD TSO (First American Financial Corporation), Senior Vice President and Chief Compliance Officer
  • MICHAEL WARD (Juniper Networks), Vice President and Chief Compliance Officer

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Topics For Discussion

  • Building An Operationalized, Systematic & Sustainable Compliance Culture
  • Approaching Sensitive & Complex Investigations: Considerations For Compliance Officers
  • Leveraging Technology & Innovation To Drive The Performance Of Corporate Compliance
  • Board Reporting Best Practices
  • Balancing Third-Party Risk Management With Business Opportunities
  • Compliance Crisis Planning & Incident Response

Venue: Island Hotel Newport Beach

690 Newport Center Drive, Newport Beach, CA 92660

This award-winning venue is less than 6 miles from John Wayne Airport.

General Sessions

Address top-of-mind issues in a conversational exchange among industry thought leaders, enabling participants to share lessons, expertise, leadership skills, and practical tools.

KnowledgeBridges™

Engage in advanced dialogue in an informal boardroom-style setting on specific topics that are particularly suited to smaller group discussions.

Networking Meals

Participate in all meals and networking functions hosted on-site by Consero. These intimate gatherings provide countless opportunities to develop lasting business relationships.

Customized Itineraries

Meet with the most innovative service providers in the industry, one-on-one, based on your individual and departmental priorities. Our reputable partners are referred and vetted by your peers.

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Attendees Rave About Consero

  • “Very thought provoking. Love the format – will struggle with the traditional conference format from now on.”
    Pam Saucier | Chapters Health System
  • “An excellent opportunity to think, learn and engage about/with people and concepts within and outside of my industry!”
    Al Cave | Northern Trust
  • “Well run, good dynamic. The forum allows professionals with similar interests and issues to share their experiences and expertise in a relaxed format.”
    John Price | CEVA Logistics
  • “Lived up to its billing – this is one of the best conference experiences I’ve had.”
    Scott Nardi | Everbank
  • “Fantastic. Loved the Saturday roundtable. A lot of value in the smaller environment. Allows for more candid discussions.”
    Shane Krugler | Ohio National Financial Services
  • “This is the first opportunity to be with a group of professionals all at the same/similar professional level as myself. Extraordinarily valuable.”
  • “Excellent opportunity to learn and share with peers.”
    Risty Smith | Greystone Healthcare Management
  • “Very well organized and run with interesting, well-presented topics.”
    Peter L. | Black and Veatch

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