Corporate Compliance & Ethics Executive Roundtable

April 17, 2019 | Marines’ Memorial Club | San Francisco, CA

December 2018 Procurement & Strategic Sourcing Forum Online Materials
November 28, 2018
January 2019 General Counsel Report
January 17, 2019

Corporate Compliance & Ethics Executive Roundtable

April 17, 2019 | Marines’ Memorial Club | San Francisco, CA

Corporate Compliance & Ethics Executive Roundtable Invitation Request

Topics For Discussion

  • Building An Operationalized, Systematic & Sustainable Compliance Culture
  • Approaching Sensitive & Complex Investigations: Considerations For Compliance Officers
  • Fine-Tuning Training & Communications For A More Compliant Workforce
  • Harnessing Data & Analytics To Transform Compliance

Venue: Marines’ Memorial Club

609 Sutter Street, San Francisco, CA 94102

Housed in a 1920s beaux arts building, this military hotel, open to members and guests, is 2 blocks from Union Square, a mile from the Financial District and a 3-minute walk from the nearest cable car stop.

Co-Chairs

  • LILY BECKER (Orrick), Partner
  • SCOTT LANE (The Red Flag Group), Chief Executive Officer and Chairman

Advisory Board

  • TYSON AVERY (CBRE, Inc.), Senior Vice President, Chief Ethics & Compliance Officer
  • SONNY CAVE (ON Semiconductor), EVP, GC, Chief Compliance & Ethics Officer, Chief Risk Officer, and Corporate Secretary
  • CARRIE DI SANTO (CME Group), Managing Director, Global Chief Compliance Officer
  • JEAN-PAUL (Tech Data Corporation), Durand Corporate Vice President, Chief Ethics & Compliance Officer
  • PETER LOFTSPRING (Black & Veatch Corporation), Assistant General Counsel and Senior Vice President
  • JAY MARTIN (Baker Hughes, a GE Company), Associate General Counsel, Chief Compliance Officer
  • MARK SMOLIK (DHL), Vice President and General Counsel
  • EDWARD TSO (First American Financial Corporation), Senior Vice President and Chief Compliance Officer
  • MICHAEL WARD (Juniper Networks), Vice President and Chief Compliance Officer
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  • “Very thought provoking. Love the format – will struggle with the traditional conference format from now on.”
    Pam Saucier | Chapters Health System
  • “An excellent opportunity to think, learn and engage about/with people and concepts within and outside of my industry!”
    Al Cave | Northern Trust
  • “Well run, good dynamic. The forum allows professionals with similar interests and issues to share their experiences and expertise in a relaxed format.”
    John Price | CEVA Logistics
  • “Lived up to its billing – this is one of the best conference experiences I’ve had.”
    Scott Nardi | Everbank
  • “Fantastic. Loved the Saturday roundtable. A lot of value in the smaller environment. Allows for more candid discussions.”
    Shane Krugler | Ohio National Financial Services
  • “This is the first opportunity to be with a group of professionals all at the same/similar professional level as myself. Extraordinarily valuable.”
  • “Excellent opportunity to learn and share with peers.”
    Risty Smith | Greystone Healthcare Management
  • “Very well organized and run with interesting, well-presented topics.”
    Peter L. | Black and Veatch